Research Groups
- 3i Infotech: 3i Infotech strives to provide service to its customers with emphasis on continuous improvement, pro-active approach, courtesy, timely response, and accuracy, with a goal of achieving total customer satisfaction.
- CMCRC: CMCRC is a research centre devoting primarily to fraud detection in capital markets. It comprises of 100 individuals including 70 PhD students and academic staff in areas of data management, data mining, data visualization and security market design.
- FINRA: The NASD was founded in response to the 1938 Maloney Act amendments to the Securities Exchange Act of 1934. In 1971, NASD launched a new computerized stock trading system called the National Association of Securities Dealers Automated Quotations (NASDAQ) stock market. The NASDAQ and AMEX stock exchanges merged in 1998. Two years later, the NASDAQ underwent a major recapitalization and became an independent entity from NASD. In July 2007, the SEC approved the formation of a new SRO to be a successor to NASD. The NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange were then consolidated into the newly created Financial Industry Regulatory Authority (FINRA).
- Knowledge Discovery Lab, UTS:CIIS: Knowledge Discovery Lab focuses on the applications of data mining in market surveillance. Currently, its targets are insider trading and market manipulation.
- SMARTS: Smarts Group is the international financial community's preferred provider of real-time systems for market surveillance, market supervision, and market compliance. Its customers are stock exchanges, derivatives exchanges, market regulators and brokers. On the markets that we monitor, every order, every trade, every quote is analysed in real-time by our software to highlight unusual activity.
- SIRCA: SIRCA is a not-for-profit financial services research organisation involving twenty-six collaborating universities across Australia and New Zealand. Through the support of its university members, and in partnership with industry and government, SIRCA has become the region's leading specialist financial research infrastructure provider.
- Thomas Murray: Thomas Murray is the single largest provider of public and private ratings and risk assessments on global custodians, agent banks and capital market infrastructures.